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1.
什麼人可以開設國際帳戶？
Am I qualified to open an
international brokerage account?
如果您沒有社會安全號碼，也不是美國的公民或永久居民，應具備申請資格。
（目前開放大陸、台灣、香港地區居民，其它國家可能於近期加入。）
You are eligible to open an
international brokerage account if
you are not a U.S. citizen or
permanent resident, and do not have
a Social Security number. At
present, international account is
only available for residents of
China, Taiwan and Hong Kong only.
Additional countries may be
available soon.
2. 我是美國居民
我可以和我在中國大陸 台灣或香港的親人一起開戶嗎 ?
I am a resident of the U.S., Can I
open a joint account with my
relatives in China, Taiwan or Hong
Kong?
不可以 國際帳戶只能由符合開設國際帳戶的投資人開設
美國居民不能和國際帳戶投資人一起開戶
No. International account can only
be established by international
investors. US Residents cannot open
an account with international
investors.
3. 我是加拿大的居民,
我可以開設國際帳戶嗎?
I am Canadian resident. Can I open
an international account?
不可以,由於本公司尚未在加拿大註冊,我們目前不能接受任何加拿大居民的開戶申請,也不接受任何加拿大銀行支票、郵件、電子郵件、電話。
No, we are not able to accept any
Canadian resident's?applications,
checks, mail, E-mails or phone
calls.
4. 應該如何開新帳戶？
How do I open a new international
brokerage account?
a).
請完整填妥"國際帳戶申請表"與美國國稅局提供非美國居民所使用的"W-8BEN表"，請到表格中心下載表格。
Complete the application and IRS
W-8BEN form for non-U.S. residents.
Please go to Scottrade's Form Center
to download these forms.
b).
在"國際帳戶申請表"與"W-8BEN表"表格底頁簽名。
Sign
the application and W-8BEN forms.
注意!"W-8BEN表"不適用於:非美國居民本年度在美國居住超過183天(含183天),但持有F,J,M,Q簽證者不在此限。
Note: Do not use the W-8BEN form for
a U.S. nonresident alien physically
present in the U.S. for 183 days or
more during the present calendar
year. Exemption: Individuals holding
an "F," "J," "M"or "Q" visa should
use this form.
c).
附上護照內頁所有申請人照片、簽名、個人資料影本。
Provide a copy of the inside pages
of your passport, including photo,
signature and personal information.
如果您沒有護照，請附上有照片的身份證影本並在影本上簽名。
If you don't have a passport,
provide a a signed copy of your
resident card.
附上銀行月結單，家用水電瓦斯帳單或貸款帳單影本作為永久居住地址證明。
To prove your residency, provide a
copy of a bank statement, utility
bill or mortgage bill.
如果您申請國際帳戶，並使用美國地址作為連絡地址，請附上國際帳戶住址證明表。
If you are a W8 account applicant
and would like to use a U.S. mailing
address, please fill out the proof
of address letter.
d). 將資料寄給史考特證券：
Send your application to Scottrade.
請將資料寄至史考特證券亞太服務中心以下地址。
當您的開戶手續完成後，我們會與您聯絡。
Mail the forms to the following
address. Our Asia Pacific Service
Center will contact you after the
account is opened.
郵寄地址 Address:
Scottrade, Inc.
Asia Pacific Service Center
12800 Corporate Hill Dr.
St. Louis, MO 63131
U.S.A.
美國境外服務專線 Outside U.S.Telephone:
(314) 543-6188
美國境內服務專線 U.S. Toll-Free Telephone:
1-866-246-1788
電子郵件 E-mail: chinese@scottrade.com
傳真 Fax: (314) 543-6178,
(314)835-9302
服務時間為美東時間 星期一至五，早上9點至下午11點。
5.
史考特證券是否接受傳真文件申請開戶?
Does Scottrade accept faxed
application forms and documents?
可以。 您可先傳真您的申請文件至史考特證券亞太服務部申請開戶。
如果您使用傳真件或電子郵件方式申請的帳戶，請您盡快將申請表格原件及其它有關輔助文件寄到史考特證券公司。在我們收到您的原件之前，您可以登入帳戶並為帳戶注入資金，但不能交易。
Yes, you can fax or email the
application documents to Scottrade
Asia Pacific Service Center to open
account. If your account is
established using faxed or emailed
documents, we do ask you to send in
the original documents as soon as
possible. Before we receive your
original documents, you can log into
your online account and deposit
funds, but you cannot place trades.
6. .
需要多少錢才能開設國際帳戶？
What is the initial deposit to open
an international brokerage account?
現金帳戶最低開戶要求只要美金$500元；
融資融券帳戶最低開戶金額為美金$2,000元或等值有價證券。
Only $500 minimum equity is required
to open a cash account, $2,000 for a
margin account.
7.
帳戶開設後需要在多少時間內存入資金?
When do I need to deposit funds into
my account after the account is
established?
您必須在開戶後一個月內存入資金， 否則帳戶將被關閉。
若有特殊原因暫時無法存款，可以在到期日之前聯係史考特證券要求保留帳戶。帳戶
一旦被關閉後您若還想使用史考特證券，則必須重新申請開戶。
You
must deposit funds into your account
within 1 month after your account is
established, otherwise, your account
will be closed. If for some specific
reason, you are not able to deposit
funds within the said period, please
contact us before the due date to
keep your account. Once your account
is closed, you will need to resubmit
application forms in order to
establish a new account with
Scottrade.?
8.
如何轉入或提領資金？
How do I deposit/withdraw funds?
存款方式：
您可以用任何一家美國銀行的個人支票，銀行本票 (Cashier’s
Check) 或 Money Order 存款。請將支票郵寄至以下地址：
Scottrade, Inc.
Asia-Pacific Services
12800 Corporate Hill Dr.
St. Louis, MO 63131
U.S.A.
您還可以將資金電匯。以下是電匯指示：
從美國境內銀行匯入指示
US Bank N.A.
721 Locust St.
St. Louis, MO 63101, USA.
ABA#: 081000210
收款人銀行帳戶名稱: Scottrade Inc.
收款人銀行帳戶號碼: 1001086162
匯款轉入 Further Credit to:
最終受益人帳戶名稱: 請填您在史考特證券的帳戶名稱
最終受益人帳戶號碼: 請填您在史考特證券的帳戶號碼
從美國境外銀行匯入指示
US Bank N.A.
Minneapolis, MN, USA
Swift Code: USBKUS44IMT
收款人銀行帳戶名稱: Scottrade Inc.
收款人銀行帳戶號碼: 1001086162
匯款轉入 Further Credit to:
最終受益人帳戶名稱: 請填您在史考特證券的帳戶名稱
最終受益人帳戶號碼: 請填您在史考特證券的帳戶號碼
美國中信銀行資金匯入指示(只限國際帳戶使用）：
China Trust Bank USA
22939 Hawthorne Blvd.,
Torrance, CA 90505
ABA#: 122210406 (美國境內匯款適用）
Swift Code:
CTHCUS66（美國以外匯款適用）
收款人銀行帳戶名稱: Scottrade Inc.
收款人銀行帳戶號碼: 08611343
匯款轉入 Further Credit to:
最終受益人帳戶名稱: 請填您在史考特證券的帳戶名稱
最終受益人帳戶號碼: 請填您在史考特證券的帳戶號碼
*
請注意：匯款時，務必將您的史考特證券帳戶登記姓名及八位帳戶號碼寫在匯款附言處或匯款單上的空白處，
否則匯款將會因受益人資料不全而被退回。
You
may use a personal check (the check
must be issued by a U.S. bank and
contain ABA number), cashier’s check
or money order to fund your account.
Please mail the check to the
following address:
Scottrade, Inc.
Asia-Pacific Services
12800 Corporate Hill Dr.
St. Louis, MO 63131
U.S.A.
You
can also wire your funds into your
Scottrade account. Following are the
wiring instructions:
Domestic wire transfer instructions:
US Bank N.A.
721 Locust St.
St. Louis, MO 63101, USA
ABA#: 081000210
Account Name: Scottrade Inc.
Account Number: 1001086162
Further Credit to:
Your Scottrade Account
Name(s)
Your Scottrade Account
Number
International wire transfer
instructions:
US Bank N.A.
Minneapolis, MN, USA
Swift Code: USBKUS44IMT
Account Name: Scottrade Inc.
Account Number: 1001086162
Further Credit to:
Your Scottrade Account
Name(s)
Your Scottrade Account
Number
China Trust Bank wire
transfer instructions:
China Trust Bank USA
22939 Hawthorne Blvd. Torrance, CA
90505
ABA#: 122210406 (domestic wire）
Swift Code: CTHCUS66? (international
wire)
Account Name: Scottrade Inc.
Account Number: 08611343
Further Credit to:
Your Scottrade Account Name(s)
Your Scottrade Account Number
*Note: You must include your
Scottrade account name and account
number in the wire. If your name and
account number are not shown in the
wire, the funds will be returned due
to incomplete beneficiary
information.
資金提領方式 Withdrawal Instructions:
支票提領Check Request:
請填寫國際帳戶提款表，選擇支票提領並傳真到亞太服務部。經過確認之後，史考特證券便會在24小時內將美國當地銀行的支票寄到您在表中註明的地址。
Please fill out Scottrade
International Account Fund Request
Form, select Check Request and
fax toAsia Pacific Center. Upon
verification, Scottrade will send
out a check from a domestic U.S.
bank to the address on the form
within 24 hours.
電匯提領Wire Request：
請填寫國際帳戶提款表，選擇電匯提領並傳真到亞太服務部。
我們需要您在表上註明您當地銀行資料:
銀行名稱、銀行地址、銀行電話、銀行ABA號碼或匯款號碼(swift
code)和您在此銀行的名稱和帳戶號碼。
經過確認之後，史考特證券便會將所要求的款項在24小時以內匯出。
Please fill out
International?Account Fund Request
Form, select Wire Request and
fax to Asia Pacific Center. We need
you to fill out receiving bank
information such as Bank Name, Bank
Address, Bank Phone Number, ABA# or
Swift Code, your Account Name and
Account Number with this bank. Upon
verification, Scottrade will wire
out the requested amount within 24
hours.
亞太服務部傳真號碼Asia Pacific Center Fax
Number：
314-543-6178 , 314-835-9302
點繫此處下載國際帳戶提款表
Click here to download
International?Account Fund Request
Form
9.
我可以將他人支票存入我的帳戶中嗎?
Can I deposit a third party check?
可以,但是此人必須是史考特證券的客戶,他或她 需要填寫授權書。
Yes,
but the third party must be
Scottrade customer. In addition, the
third party must complete a
Letter of Authorization form.
10.
提領資金時,
我可以指定支票抬頭為他人,或是,我可以將資金匯入他人的帳戶嗎?
If I want to withdraw funds, can the
check be made payable to a third
party or can Scottrade wire my funds
to a third party's bank account?
不可以,
此領款支票的支票抬頭只能是帳戶持有人並且只能寄至您帳戶中的地址,此外,欲匯出之資金也只能匯入帳戶持有人的銀行帳戶。
No.
The check can only be made payable
to the account holders and must be
mailed to your address. Also,
Scottrade can wire funds to the
account holders' bank accounts only.
11.
我已把錢匯出（或支票寄出），什麼時候才能顯示於我的帳戶中？
How long after wiring funds or
sending a check will the money
appear in my account?
通常款項匯入24小時後(境外匯款時間最長可達一星期)，您可在網路上查得您的匯入款。
若您存入您美國當地銀行的支票,您須等到支票兌現，或十個工作日（兩者之中以先發生為準）您才可以使用這筆資金。另外,
若您存入匯票或銀行本票(付款銀行必須要有美國銀行協會號碼,即ABA
number,此外,我們目前不接受demand
draft匯票),下一個工作日便能使用此筆資金。
Usually your will see the money in
your account within 24 hours. Wiring
funds from outside the U.S. may take
up to one week. Your check will be
held until the funds are cleared or
for ten business days (whichever
occurs first). If you deposit money
order or cashier's check (payer must
have an ABA number and we do not
accept demand draft), the funds will
be available for trading on the next
business day.
12.
我的國際帳戶總值超過5,000元, 我可以申請支票本嗎?
My international account value is
more than $5,000. Is checkwriting
available?
很抱歉,我們目前並不提供國際帳戶支票本的服務。
No, we do not provide checkwriting
for international accounts.
13.
史考特證券對美國境內與境外居民的收費方式有何不同？
Does Scottrade charge additional
fees for an international brokerage
account?
國際帳戶和國?帳戶的佣金完全一樣。我們對每位客戶都提供一流的服務。如欲了解更多有關佣金的資訊，請參看交易費用網頁。
No.
Our commissions are the same as for
our domestic accounts. We provide
each of our clients with first-rate
service. Please go to our
Commissions page for more
information.
14.
我可以請親戚朋友代我操作證券交易嗎？
Can I authorize my friend or
relative to trade?
可以，但必須填寫"交易授權書"。請到史考特證券網站"表格中心"下載"交易授權書"。填妥後寄回史考特證券。如果授權代理人為美國的公民或永久居民,則需提供社會安全號碼。如果授權代理人非美國的公民或永久居民但目前居住於美國境內,則需提供有效的個人證件(護照或身份證)。如果授權代理人目前不居住於美國境內,則需提供有效的個人證件(護照或身份證)和永久居住地址證明,此外,交易授權書必須公證。
Yes,
but you have to fill out a Trading
Authorization Form. Please go to the
Forms Center to download the
form, then mail it to Scottrade. If
the authorized agent is a U.S.
citizen or permanent resident, the
agent needs to provide a Social
Security number. If the authorized
agent is living in the U.S. but is
not a U.S. citizen, the agent needs
to provide a copy of a valid
passport or resident card. If the
authorized agent is living outside
of the U.S., the agent needs to
provide a copy of a valid passport
or resident card, proof of residency
and a notarized Trading
Authorization Form.
15.
我是授權代理人,我可以代理帳戶持有人提領資金嗎?
I am the authorized agent. Can I
withdraw funds?
可以。請填寫表格中心的國際帳戶提款表。我們只能以帳戶持有人的名稱發出款項。
Yes. Please fill out
International Account Fund Request
Form, which is available at
Forms Center. We will issue funds in
the account holder’s name(s) only.
16.
史考特證券的國際帳戶有哪些種類？
What types of international
brokerage accounts does Scottrade
provide?
史考特證券目前提供個人帳戶與共同帳戶，包含現金或融資融券服務。目前國際帳戶並不接受公司帳戶。
Scottrade provides individual and
joint cash or margin accounts. We do
not have corporate accounts at this
time.
17.
我是否有融資或融券資格？
Can I open a margin account?
如果您的首次開戶金額或有價證券超過美金$2,000元，並且填寫"融資融券同意書"且經過史考特證券核准後，您便可利用史考特證券提供的融資融券服務。請到史考特證券表格中心下載"融資融券同意書"。
You
can use our margin service if your
initial deposit is over $2,000 (U.S.
dollars), and you have filled out
the
Margin Agreement and Scottrade
has approved your application.
Please go to the Form Center to
download the Margin Agreement.
18.
國際帳戶是否可以買賣美國共同基金,期權, 定期存單和債券?
Can international accounts trade
mutual funds, certificates of
deposit and bonds?
國際帳戶目前不能交易共同基金, 但是定期存單和債券皆可交易。
International accounts cannot trade
mutual funds, but can trade
certificates of deposit and bonds.
19.
關於國際帳戶所產生的稅務問題?
How does Scottrade handle taxes for
international accounts?
我們並不預扣國際帳戶資本利得所產生的稅款,但是,我們會預扣股利所產生的稅款:中國為10%台灣為30%
香港為30%。
此外,我們每年會提供1042-S表以便客戶向當地政府報稅使用,
若有任何稅務上的疑問,請諮詢您的稅務顧問。
We do not withhold capital gains tax
for international accounts, but we
do withhold dividend tax: 10% for
China, 30% for Taiwan and 30% for
Hong Kong. Also, we will provide a
1042-S for tax purposes each year.
For more tax information, please
contact your tax consultant.
20.
如何將其它美國證券公司的帳戶轉移到史考特證券？
How do I transfer my account from
another company to Scottrade?
您可以將其它美國證券公司的股票與現金轉移到史考特證券, 您只需填寫"帳戶移轉表"，並附上轉出公司最近的月結單，寄到史考特證券，史考特證券將為您完成餘下的工作；您無需擔憂與其它公司聯繫的事宜。移轉所需時間因不同公司而不定，通常約1至4週。(共同基金
不能轉入史考特證券國際帳戶)
Currently, you can transfer stocks
and cash from other brokerage firm
to Scottrade. We do not charge any
fees to transfer an account into
Scottrade. Simply fill out our
Account Transfer Form, and send
it along with your most recent
statement from the other firm.
Scottrade will do the rest. It could
take one to four weeks to finish the
transfer (Mutual funds cannot be
transferred into Scottrade’s
International accounts).
21.
我本來居住在美國, 可是我現在搬到其他國家居住,
我的史考特美國國內帳戶可以轉成國際帳戶嗎?
I moved from the U.S. to another
country. Can I transfer my domesti c
account to an international account?
a).
若您是美國的公民或永久居民而您現在短期在其他國家旅遊或工作並繼續擁有美國的地址，您則可以保持您的美國國內帳戶。?
If
you are a U.S. citizen or permanent
resident and you travel or work
outside the U.S. on a short-term
basis and you maintain an U.S.
address, you can keep your domestic
account.
b).
若您不是美國公民或永久居民，而您現在搬到中國、台灣或香港長期居住,
您的史考特美國國內帳戶則可以轉成國際帳戶。
If
you are not U.S. citizen or
permanent resident and you move to
China, Taiwan or Hong Kong
permanently, you can convert your
domestic account to an international
account.
22.
我本來居住在中國、台灣或香港並已在史考特證券開設國際帳戶,
可是我現在搬到美國居住並已取得美國居民身份,
我還可以繼續保持我的國際帳戶嗎?
I
moved from China, Taiwan or Hong
Kong to the U.S. I already opened an
international account with
Scottrade, but I am a U.S. resident
now. Can I keep my international
account?
不可以,
您必須先於您當地分行開設美國國內帳戶並將您的國際帳戶轉為美國國內帳戶。
No. You have to open a domestic
account with your local branch and
convert an international account to
a domestic account.
23.
我不是很懂英文, 那我該如何在網路下單交易呢?
I am not familiar with English. Can
I open a new account?
我們擁有中文的交易平臺，網站有由quote123(http://www.quote123.com/
)提供的市場評論和中文股市即時資訊以及Zacks中文個股研究報告,您毋須擔憂語言的問題。
We
offer a Chinese trading Web site,
Chinese version stock market news
and commentary provided by Quote
123(www.quote123.com) and Chinese
Zacks individual stock research. So
you don’t have to worry about any
language difficulties..
24.
如何聯絡史考特證券？
How do I contact Scottrade?
史考特證券為了服務客戶，提供以下聯絡方式:
美國境內華語專線：1-866-246-1788
美國境外華語專線： (314) 543-6188
電子郵件:
chinese@scottrade.com，可提出特定問題，索取一般資訊，或對我們的服務提出建議。
傳真號碼: (314) 543-6178 , (314)835-9302
服務時間為美東時間 星期一至五，早上9點至下午11點。
You
can reach English- or
Chinese-speaking brokers in the
following ways:
In the U.S. toll-free:
1-866-246-1788, 9am - 11pm (EST,
Monday - Friday)
Outside the U.S.: (314) 543-6188,
E-mail: chinese@scottrade.com
Fax: (314) 543-6178, (314)835-9302
25.
我能否先先進一步了解史考特的交易系統，再決定要不要開戶？
May I sign up for Scottrade’s
trading system free trail before
opening a new account?
完全沒有問題，史考特證券目前提供免費觀看中英文即 時報價系統。
有興趣者， 請點選
這裡http://chinese.scottrader.com/
此報價系統 除了無法執行交易功能外，
完全相同於正式帳戶的報價系統。您可觀看即時的股價變化 及相關研究圖表，
如想要進一步成為帳戶持有人， 請點選這裡
https://chinese.scottrade.com/apply.asp申請開戶。
No
Problem! We currently provide free
Scottrader in both Chinese and
English. If you are interested in
applying for free Scottrader, please
click
http://chinese.scottrader.com/
Other than trading function,
free Scottrader is very similar to
our regular Streaming quote system.
You can view streaming quotes and
related charts. If you like to
become an account holder, please
click
https://chinese.scottrade.com/apply.asp
to apply for account opening.
26.
史考特證券在海外是否有分公司或代理商可代辦開戶?
開戶是否有任何代辦費或手續費?
Does Scottrade have branch offices
overseas or authorize any agent to
do account application service
outside USA?
史考特證券目前在中國大陸、香港和台灣地區並未設立分公司，亦未委託任何第三方代理商或個人代辦開戶手續，所有國際帳戶皆由美國亞太總部直接辦理，開戶文件必須郵寄至美國亞太總部。本公司開戶申請均免手續費。
Scottrade Inc. has no branch office
in China, Taiwan or Hong Kong at
present time. We do not authorize
any third parties of agents or
individuals to do account
application service overseas. All
international account applications
will be handled by its Asia Pacific
Service Center in the US and the
application documents must be mailed
to the Asia Pacific Service Center
at Scottrade Inc. We do not charge
account application fees
27.
史考特公司是否接受限制股票存入? 是否可協助辦理股票解除限制?
Does Scottrade take custody of my
shares of my restricted stocks? Can
Scottrade help me in the process of
releasing my restricted stocks?
史考特公司並不接受限制股票存入，也未協助客戶辦理股票解除限制。存入史考特公司帳戶內的股票，必須是已解除限制，而且可以在美國市場上自由流通的股票。
Scottrade does not accept restricted
stocks, nor help customers on
releasing their restricted stocks.
All stocks deposited to Scottrade
must be cleared to sell in the US
stock market without restrictions.
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